4 days ago

Compliance Officer – Asset Management

CREDIT SUISSE AG: Corporate Functions

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Compliance Officer – Asset Management

  • An interesting and challenging position, providing advice to the Asset Management front office areas in specific compliance matters, in an international environment and the opportunity to play an active role in a motivated and dynamic team focused mainly in the field of Asset Management
  • Chance to provide independent oversight and control over compliance and regulatory risks relating to Asset Management
  • Opportunity to maintain, oversee, develop and execute the compliance program (incl. policies, training, monitoring and enforcement)
  • Ability to monitor business activities on all levels based on regular and ad-hoc compliance risk assessments (incl. exercise of routine controls and thematic reviews)
  • Provide structured and regular analysis of potential area of risk
  • Opportunity to work in close collaboration and coordination with Legal Counsel colleagues in Switzerland and abroad (e.g. as part of working groups and projects)
  • Chance to provide proactive and ongoing guidance on, among others, existing Swiss and relevant foreign laws and regulations, regulatory developments, specific transaction, supervisory and governance structures and practices, existing and new products as well as new business initiatives
  • Degree in Law or Economics
  • Minimum of 3 years of experience in the financial sector in Compliance
  • Ideally working experience in Asset Management and/or Funds
  • Strong communication skills
  • Analytical, lateral and process-oriented thinker
  • Flexibility to open-mindedness and a distinctive team spirit
  • Independent, proactive, solution-oriented working style and above-average motivation  
  • Fluent in German and highly proficient in English, knowledge of additional languages is a plus
  • Preference will be given to candidates already located in Switzerland

Ms. V. Eichenberger (HIOD 21) would be delighted to receive your application
Please apply directly via our career portal