Compliance Officer, Geneva - 50% to 60%

Cone Marshall Swiss Trustees
place
Genève

1T

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Compliance Officer, Geneva - 50% to 60%


Who we are:

Cone Marshall is a legal, accounting and fiduciary services firm comprised of lawyers, wealth planners, and accountants.Our expertise is in advising on, establishing and managing structures to hold international property for our clients, to protect their assets, and provide for a family’s stability, succession and governance. Cone Marshall provides trustee and related services in New Zealand, Switzerland, Uruguay, Hong Kong, England, Italy, and Wyoming, USA. These services involve the formation of companies, foundations, funds and partnerships in a variety of jurisdictions.

Responsibilities:

Onboarding and monitoring of relationships:

  • Obtain or update complete KYC and AML information for complex estate planning structures;
  • Ongoing analysis and review of fiduciary relationships, structures and maintenance of Compliance files and records to the highest standards;
  • Perform background searches on new and existing clients;
  • Fiduciary and AML Risk classification and monitoring;
  • Ad hoc participation with relationship managers in client meetings or calls;
  • Lead communications with MROS if and when applicable;
  • Lead FATCA and CRS annual reporting;
  • Act as “Responsible LBA” and escalate risk factors to management;
  • Prepare for and represent the company during LBA audits.
  • Coordinate application to FINMA in line with OEFin and LEFin regulations;
  • Regulatory watch in Switzerland and internationally;
  • Regular review and update of internal Compliance procedures and documents;
  • Daily independent transaction monitoring;
  • Maintenance of KYC and AML Compliance database;