2 days ago

Compliance Manager (F/M) - US Regulations

Robert Walters France

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We are looking for a Compliance Manager (F/M) responsible for the oversight and supervision of the subsidiary of an established international structure in Geneva (wealth management).




Compliance Manager (F/M) - US Regulations

We are looking for a Compliance Manager (F/M) responsible for the oversight and supervision of the subsidiary of an established international structure in Geneva (wealth management).

The key responsibilities for the Compliance Manager are the following :

  • Ensurethe Subsidiary compliance with the internal and external regulations (FINMA, SEC).
  • Sustain sufficient oversight to understand the current state of all the activities of the Subsidiary.
  • Meet and maintain common governance and control standards.
  • Assess the effective implementation of the local and corporate standards, provide support in the implementation and assess their internal procedures.
  • Escalation and reporting of risks and issues to Senior Counsel.
  • Support the Subsidiary with the gaps resolution and incidents by the unit or by third parties, such as internal audit or supervisors.

We are mainly focusing on the following requirements :

  • University degree (minimum Bachelor). US registrated lawyer should be a plus.
  • Certificates related to the Internal audit or the Compliance professional activity are an asset.
  • Consolidated experience in a Compliance/Internal Audit role in the Private Banking sector.
  • Previous banking experience in Switzerland is a must.
  • Strong understanding of risk culture.
  • Fluent English and French. Any additional language is a plus.
  • Excellent communication and reporting skills.
  • Team spirit, flexibility, and analytical.

Good opportunity for candidate with eagerness to engage in new projects and integrate a multicultural environment.

Brandschenkestrasse 6 8001 Geneva