Our mission is to make banking & investing easy, transparent, familiar and always meaningful, via an awesome digital client experience, so that we can all make a difference for a better future. We work in a creativity-inspiring office in Petit-Saconnex and we favor out-of-the-box thinking. You will be part of a fast-growing company, very open to innovation.
In addition to this, Alpian has an extremely dynamic and multi-cultural environment
Support the Head of Compliance in ensuring the appropriate execution of the compliance framework, by undertaking the following tasks:
- Support the Head of Compliance in the management of identifying compliance risk, monitoring & reporting and strengthen the compliance culture across the company
- Assist the Head of Compliance in managing and monitoring all compliance and regulatory related matters and prepare appropriate reporting to the Management Committee and the Board of Directors
- Ensure effective training and general awareness is delivered to the employees of the company on compliance related topics
- Act as deputy of the Head of Compliance in his absence or in case of delegation
- Support the review, advise on, and oversee any compliance issues with legal elements
- Advise the Business on changes and developments relating to regulatory environment and
- recommend appropriate measures to be implemented
- Reviewing all regulatory and legal updates that pertain to the Bank and disseminate the information to the concerned teams
- Implement amendments to the law or regulation into the policies and procedures of the Bank
- Day-to-day compliance activities and monitoring including compliance inspections, review and upkeep of compliance-related manuals, conducting periodic reviews
- Provide timely advice and solutions on compliance related matters to all business lines including on new products and services
- Reporting, statistics and escalation of compliance issues to the relevant committees
Experience/Skills required
- Finance, banking or law degree with strong academic credentials
- Legal or regulatory compliance background
- At least 7 years banking experience in a similar role
- Experience, preferably at a large financial institution, or government/regulatory body is not a
- prerequisite but it is advantageous
- Excellent knowledge of the Swiss banking regulatory environment and experience with the reporting requirements and processes, as well as knowledge of Swiss laws, FINMA and LBA
- Good knowledge of industry best practices and regulatory trends
- Knowledge of applicable legislations of OFAC, SECO, United Nations, OFSI, etc.
- Ability to understand and assess new services, products, technologies
- Highly-motivated self-starter able to work independently and determine own priorities while
- collaborating and coordinating as part of a global team
- Sound judgment and an ability to appropriately escalate issues internally in a clear and precise manner
- Advanced research, writing and analytical skills
- Fluent in English and French, other language would be beneficial and at least scholar level in German
- Proficiency with MS Word, Excel, PowerPoint, and Outlook